W
Wealth Den Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$5,420,000
Total clients
23
4% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
23
Average account size
$235,652
About
Wealth Den Financial is a state‑registered independent investment adviser serving individuals and high‑net‑worth individuals with discretionary portfolio management and financial planning services. The firm manages roughly $5.42 million in client assets across 23 clients and provides written comprehensive plans as well as hourly planning engagements.
Portfolios are typically constructed using a passive approach—index mutual funds and ETFs—to achieve target asset allocations, while fundamental analysis is used selectively for individual security decisions; account supervision is guided by each client’s investment policy, risk tolerance and tax considerations. The firm accepts limited discretionary trading authority for managed accounts, and it also reviews and provides recommendations for “held‑away” accounts where it does not have trading authority; clients may impose reasonable investment restrictions.
As a single‑adviser practice, the principal holds the CFP® designation, reports no related‑party affiliations, and does not accept third‑party product compensation. The firm does not aggregate trades or vote client proxies, recommends custody through Schwab’s institutional platform for execution and custody services, and the principal maintains an outside tutoring engagement while holding an insurance license but does not sell insurance products to clients.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
Debt management
College savings (529s, UTMA, etc.)
General tax planning
Fee options
Comprehensive financial plan fees range from $1,000 to $3,000 depending on complexity and client needs
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.75% $1,000,001+: 0.50%
$200 per hour
Minimum fee: $500 per year minimum fee for investment management services
Main office location
Wealth Den Financial
Mound MN, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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