A complete list of active advisors currently associated with Wealth and Plan

Warmer can help you find a great advisor at Wealth and Plan or one who fits your needs even better.

Wealth and Plan is a fee-only registered investment adviser that works with individuals and high-net-worth individuals, offering discretionary investment management and both ongoing and project-based financial planning. Its planning scope includes business planning, retirement and distribution strategies, college savings, tax considerations, estate planning, cash flow and insurance reviews. The firm’s investment approach emphasizes asset allocation guided by Modern Portfolio Theory and the use of passive vehicles (index mutual funds and ETFs), supplemented by fundamental analysis when appropriate. Accounts are generally managed on a discretionary, long-term basis with portfolio construction and rebalancing tied to client risk tolerance and financial goals, and custodial relationships are used for valuation and trade execution. Noteworthy aspects include that the firm’s principal holds the CFP® certification and maintains an insurance license but discloses that no insurance products are sold to clients and no insurance compensation is received. The firm recently implemented Standing Letters of Authorization (SLOAs) to facilitate client-directed transfers and requires clients to custody assets at an institutional Schwab platform, noting access to Schwab’s institutional services and policies intended to address potential conflicts of interest.

To learn more about the advisors currently working at Wealth and Plan, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.