Wealth Alliance, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$64,540,652
Total clients
266
8% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
133
Average account size
$242,634
About
Wealth Alliance serves individuals, families, trusts, estates, retirement-plan participants and small businesses, with particular focus on business owners and executives transitioning to retirement and emerging-wealth professionals. The two-advisor firm manages roughly $64.5 million for about 266 clients and provides discretionary investment management alongside personal financial analysis and consulting, including the option to consider private placements and alternative investments where appropriate.
The firm implements a suite of 22 proprietary model portfolios spanning conservative to aggressive allocations, using ETFs, mutual funds, individual bonds, REITs, commodities, options and CDs, with alternative “satellite” holdings used for diversification. Investment selection combines quantitative ranking models with fundamental and valuation analysis, and portfolios are monitored continuously with periodic rebalancing on a discretionary basis.
Wealth Alliance is distinctive among peers for its accounting and tax-related capabilities: the firm’s principal holds an inactive CPA license and CFP credential, and an advisor provides enrolled-agent tax-preparation services through an affiliated tax practice, a relationship the brochure identifies as an affiliation with accounting/tax services. Advisors also maintain broker‑dealer registrations and insurance licenses that permit offering certain private placements, annuities and insurance products (which may generate commissions), and the firm discloses these dual roles and related conflicts while stating its fiduciary obligations.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Personal financial analysis and consulting services may be charged as flat fees determined prior to service.
$0 - $250,000: 1.50% $250,001 - $500,000: 1.50% $500,000 - $1,000,000: 1.50% $1,000,001 - $3,000,000: 1.25% $3,000,001 - $5,000,000: 1.0% $5,000,001+: 0.80% - Negotiable
Commissions received for sale of private placements, annuities, insurance, and REITs separate from advisory fees.
Personal financial analysis and consulting services charged at $250 per hour or as otherwise agreed.
Account minimum: $250,000 Fee-only: Personal financial analysis and consulting fees billed at $250 per hour or hourly/flat fee as agreed.
Main office location
Wealth Alliance, LLC
12526 High Bluff Drive, Suite 300
San Diego CA 92130, United States
Number of offices
2
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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