Wealth Advisory Lab LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
The firm provides portfolio management and financial planning services tailored to client goals, risk tolerance, and time horizon, with written investment policy statements and model allocations. It advises across mutual funds, ETFs, equities, fixed income, real estate funds and may employ options and margin strategies as part of portfolio construction.
The firm’s investment approach references modern portfolio theory and long-term trading, documents risk tolerances in each client’s IPS, and does not trade on a discretionary basis — it secures client permission before effecting transactions. It operates on an adviser platform and requires clients to use a specified custodian, a relationship from which the firm may receive research, operational support, and other platform benefits.
Distinctive features include the principal’s outside professional roles as both an attorney and a licensed insurance agent, which the firm discloses as potential conflicts and manages through disclosure and policies requiring advisers to act in clients’ best interests. The firm also offers hourly financial planning arrangements (an uncommon practice for firms in this category) and currently reports no assets under management or client accounts, consistent with an early-stage adviser.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Real estate investing
Cash flow / budgeting
Fee options
Fixed fees between $2,500 and $100,000 for financial plans
$1 - $500,000: 1.50% annually $500,001 - $1,000,000: 0.80% annually $1,000,001 - $5,000,000: 0.75% annually $5,000,001+: 0.50% annually
$500 per hour for financial planning services
Fee-only: Fixed fees between $2,500 and $100,000 for financial planning; hourly fee of $500
Main office location
Wealth Advisory Lab LLC
620 Newport Center Drive Suite 1100
Newport Beach CA 92660, United States
Number of offices
1
Most active in
Wealth Advisory Lab LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")