Wealth Advisors of Iowa, LLC

Wealth Advisors of Iowa is an SEC-registered advisory firm with ten advisors and roughly $539 million in discretionary assets that serves individuals, high-net-worth clients, pension and profit sharing plans, trusts, and corporate entities. The firm provides ongoing portfolio management, financial planning, and qualified retirement plan services and also operates a sponsor wrap-fee program.

The firm acts as an ERISA/IRC fiduciary for retirement accounts and employs a range of analytic approaches (fundamental, technical, quantitative, and modern portfolio theory) while using strategies that include long- and short-term trading, options, and short sales. Wealth Advisors of Iowa works with sub-advisors when appropriate and integrates held-away account data through a third‑party technology platform to support participant-level advice and portfolio monitoring.

Distinctive features noted in the brochure include an affiliation with a certified public accounting firm (MHCS), where several investment adviser representatives also provide accounting and tax services, and the fact that some IARs are licensed insurance agents who may sell insurance products for commissions in their separate capacities. The firm also discloses referral arrangements with other advisers, sponsorship of a wrap program, and the provision of educational/group enrollment workshops for plan sponsors and participants — elements that are relatively uncommon among similar team firms.