Waypoint Strategic Wealth LLC

The firm provides wealth management and financial planning to individuals (including high‑net‑worth clients), trusts, estates, and small businesses. Services include comprehensive financial planning, discretionary investment management, retirement account advice, and insurance consulting as part of its wealth management engagements.

The firm’s investment approach is primarily long‑term and fundamental, constructing customized portfolios that typically use ETFs, low‑cost mutual funds, individual equities and, when appropriate, allocations to unaffiliated independent managers; portfolios are monitored continuously and may be rebalanced or traded on a shorter horizon to meet client needs or tax objectives. The advisor offers both discretionary and non‑discretionary management, conducts internal due diligence on investments and provides written planning deliverables for many engagements.

Noteworthy features include that the practice is a recently formed, single‑advisor firm with a very small client roster and roughly $20.7 million in AUM, which concentrates advisory responsibility and may affect service dynamics. The principal maintains an insurance license and implements insurance solutions for a small portion of his time, participates in an institutional custodial platform that provides economic and operational benefits to the firm, and departed a prior broker‑dealer in 2024 after a householding compliance issue that was corrected — all items prospective clients may wish to consider.