W
Way Street Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$33,734,584
Clients
79
24% high-net worth
Advisors
1
of 5 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
79
HighAverage account size
$427,020
About
Way Street Financial provides discretionary portfolio management and financial planning to individual and high‑net‑worth clients, creating written investment policy statements and conducting periodic portfolio reviews. The firm also offers educational seminars and workshops to clients at no charge.
Its investment approach is grounded in modern portfolio theory and employs both long‑term and short‑term trading, with portfolios tailored to client time horizons and risk tolerances. The adviser generally recommends dividend‑focused allocations for non‑qualified accounts and limits recommendations to equities, ETFs, fixed income (including TIPS), and insurance products such as annuities.
Distinctive features include formal affiliations with insurance and tax‑service businesses: the firm offers insurance products through a related insurance entity and has personnel who operate a tax preparation business, relationships the firm discloses and monitors for conflicts of interest. The combination of affiliated insurance distribution, an affiliated tax service relationship, and the provision of free client workshops is less common among peers in this segment.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Annuities
Fee options
Fixed fees for financial planning between $5,000 and $50,000
$0 - $500,000: 1.50% $500,001 - $999,999: 1.25% $1,000,000 - $1,750,000: 1.00% $1,750,001 - $3,000,000: 0.85% $3,000,000+: 0.75%
Insurance commissions received by supervised persons for insurance sales
Between $250 and $750 per hour for financial planning services
Fee-only: Portfolio management and financial planning fees; no commissions as primary compensation
Main office location
Way Street Financial, LLC
1324 Pearl Road, Suite 3
Brunswick OH 44212, United States
Number of offices
1
Most active in
Way Street Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Arkansas · Florida · Louisiana · Ohio · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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