Waverley Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$201,152,058
Total clients
114
61% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
57
Average account size
$1,764,492
About
Waverley Wealth Management provides investment advisory and financial planning services to individuals, high‑net‑worth clients, trusts, estates, charitable organizations and business entities. The firm manages roughly $201 million across about 114 client relationships and offers comprehensive, mostly discretionary portfolio management with fees billed as a percentage of assets under management.
The firm employs both fundamental and technical analysis to build portfolios that can include individual stocks, bonds, mutual funds, ETFs, options and select private or alternative securities, using both long‑term and short‑term purchase strategies alongside cash and cash‑equivalent management. Client accounts are monitored and rebalanced on an ongoing basis, reviewed at least quarterly, and clients receive periodic performance reporting through a client portal while custody and trade execution recommendations are routed to an institutional custodian.
Notably, the firm’s managing member is also a licensed CPA who owns an independent accounting practice that provides income tax preparation and accounting services under separate engagement agreements, a related‑person affiliation the firm discloses and that can allow coordination between tax and investment work. The firm operates with a small advisory team, enforces formal personal‑trading controls (pre‑clearance and quarterly reporting), and maintains a $500,000 account minimum, reflecting a concentrated, compliance‑oriented operating model relative to many peers.
Client services
Expertise
Fee options
$0 - $5,000,000: 1.00% $5,000,000.01 - $10,000,000: 0.65% Over $10,000,000+: 0.50%
Account minimum: $500,000
Main office location
Waverley Wealth Management LLC
2570 W. El Camino Real, Suite 680
Mountain View CA 94040, United States
Number of offices
1
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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