Wavelet Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$9,610,800
Total clients
11
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
11
Average account size
$873,709
About
Wavelet Advisors is an independent, single-advisor registered investment adviser that provides fee‑based, discretionary portfolio management to individuals, trusts, estates, charitable organizations and business entities. The firm charges percentage-of-AUM management fees and focuses on custom portfolio management rather than wrap-fee programs.
The adviser employs a tactical allocation strategy grounded in fundamental analysis, using long-term equity holdings, option-writing (including covered options and spreads), fixed income, foreign securities and interests in real estate partnerships; cash positions may be used as a hedge and reallocations or security sales are used for risk management and tax harvesting. Accounts are managed on a discretionary basis with ongoing monitoring and periodic reviews; the firm discloses standard brokerage practices such as block trading and use of third‑party custodians, and does not accept custody of client assets except for authorized fee deductions.
What is noteworthy is that, despite operating as a solo practice with a small client base and roughly $7.2 million in discretionary assets, the firm also offers portfolio management to institutional and business clients — a service uncommon for similarly sized independent advisers. The brochure highlights the principal’s extensive institutional asset‑management background and adjunct teaching activity, indicating the application of institutional experience and processes within a small, boutique structure.
Client services
Portfolio management
Expertise
Active portfolio management
Real estate investing
Fee options
$250,000 - $600,000: 1.30% $600,000 - $1,000,000: 1.20% $1,000,001 - $2,000,000: 1.10% $2,000,001 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.90% $5,000,001+: 0.80%
Account minimum: $250,000 Minimum fee: Minimum monthly fee may be negotiated at Advisor's discretion for some accounts Fee-only: Fee-based investment advisory services only; no commissions accepted
Main office location
Wavelet Advisors
Upper Saddle River NJ, United States
Number of offices
1
Most active in
Wavelet Advisors has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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