Waterway Wealth Management, L.L.C.

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Client assets under management

$674,943,174

Clients

139

89% high-net worth

Advisors

of 11 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

Very Low

Average account size

$4,855,706

About

Waterway Wealth Management, L.L.C. provides comprehensive financial planning and discretionary investment management to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, and estates. Its services include customized financial plans following a complimentary initial consultation, ERISA plan advisory services (including acting as a limited‑scope 3(21) or 3(38) advisor), and a sponsored wrap fee investment program.

WWM manages most assets on a discretionary basis and offers a tiered wrap fee program that is billed quarterly in advance, with the firm paying transaction expenses charged by custodians within the Program. The firm also uses a third‑party platform to facilitate discretionary management of held‑away defined‑contribution participant accounts while avoiding direct custody, and aggregates family/relationship accounts for fee tiers and trade execution.

Compared with many teams of similar size, WWM manages a relatively large asset base for a five‑advisor team — roughly $675.8 million in total assets under management — and explicitly sponsors a wrap program that covers transaction costs. Its combination of ERISA 3(21)/3(38) plan services, use of institutional custodial platforms (Fidelity and Schwab), and the operational practice of managing held‑away participant accounts through a third‑party platform are distinctive operational features noted in the brochure.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

General retirement planning Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management

Occupation focus

Founder/Business Owner Retired

Fee options

Fixed

Financial planning fixed fees typically range between $4,000 and $10,000, negotiable

Percentage

$0 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.90% $5,000,001 - $10,000,000: 0.80%

Project-based

$100 to $300 per hour depending on service

Other

Account minimum: $3,000,000 Fee-only: Fee-only investment management program with tiered AUM fees, plus fixed and hourly fees for financial planning

Main office location

Waterway Wealth Management, L.L.C.

21 Waterway, Suite 500

The Woodlands TX 77380, United States

Number of offices

Most active in

Colorado · Louisiana · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook X Website 281-363-0000

Advisors at this firm

Daniel T

CFA®, Series 63

The Woodlands, TX

Waterway Wealth Management, L.L.C.

Daniel Trgovich is a CFA® charterholder with three years of industry experience. He is currently with Waterway Wealth Management, L.L.C., where he has worked since 2025. His prior experience includes roles at Northwestern Mutual Investment Services LLC and UMB Financial. Waterway Wealth Management provides financial planning and discretionary investment management to individuals, high-net-worth clients, pension and profit-sharing plans, and trusts. The firm offers ERISA plan services and operates a tiered wrap fee program that utilizes institutional custodial platforms and third-party held-away technology.

General retirement planning Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Founder/Business Owner Retired

Ross K

CFP®

The Woodlands, TX

Waterway Wealth Management, L.L.C.

Ross King is a CFP® professional with one year of industry experience, currently serving at Waterway Wealth Management, L.L.C. He previously worked at Regions Bank for five years and Northern Trust for six years. Waterway Wealth Management provides financial planning and discretionary investment management to individuals, high-net-worth clients, pension and profit-sharing plans, and trusts. The firm offers ERISA plan services, operates a tiered wrap program with a substantial asset base, and utilizes institutional custodial platforms along with held-away account management technology.

General retirement planning Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Founder/Business Owner Retired

Daniel M

CFP®, CFA®, ChFC®, Series 63, Series 65

The Woodlands, TX

Waterway Wealth Management, L.L.C.

Daniel Michalk is a CFP®, CFA®, and ChFC® with 31 years of industry experience. He has been with Waterway Wealth Management, L.L.C. since 2012, where he serves as one of two advisors. The firm provides financial planning and discretionary investment management to individuals, high-net-worth clients, pension and profit-sharing plans, and trusts. Waterway Wealth Management integrates comprehensive financial planning with investment management, operating a tiered wrap program and utilizing institutional custodial platforms to support its client services.

General retirement planning Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Founder/Business Owner Retired

Jessica M

CFP®, Series 66

The Woodlands, TX

Waterway Wealth Management, L.L.C.

Jessica Mccain is a CFP® and holds a Series 66 license with 10 years of industry experience. She is currently with Waterway Wealth Management, L.L.C., where she has worked since 2025. Her prior roles include positions at UBS Financial Services and Park Avenue Securities. Waterway Wealth Management provides financial planning and discretionary investment management to individuals, high-net-worth clients, pension and profit-sharing plans, and trusts. The firm offers ERISA plan services and operates a tiered wrap program supported by institutional custodial platforms and third-party held-away technology.

General retirement planning Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Founder/Business Owner Retired

Ariel J

Series 66

The Woodlands, TX

Waterway Wealth Management, L.L.C.

Ariel Jasso is a financial advisor at Waterway Wealth Management, L.L.C. with nine years of industry experience. He previously worked at JPMorgan Securities, LLC and JPMorgan Chase Bank, N.A., among other firms. Waterway Wealth Management provides financial planning and discretionary investment management to individuals, high-net-worth clients, pension and profit-sharing plans, and trusts. The firm offers ERISA plan services, sponsors a wrap fee investment program, and manages approximately $552.8 million in assets using institutional custodial platforms and third-party held-away technology.

General retirement planning Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Founder/Business Owner Retired

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