Waterstone Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$12,508,079
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
28
39% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
28
Average account size
$446,717
About
Waterstone Advisors LLC provides discretionary portfolio management, securities research, and portfolio consulting to individuals, families, small businesses, charitable organizations, and other investment advisers. The single-advisor firm manages client assets directly and also delivers research and advisory work to external portfolios.
The firm is primarily an equity manager that emphasizes fundamental analysis, dividend-paying stocks, and multi-factor quantitative screening, typically favoring buy-and-hold positions measured in years. Portfolios are managed on a discretionary basis with attention to valuations, position sizing, cash management, and a target range of holdings (generally up to about 50 positions), with technical indicators used as an adjunct to fundamental research.
Waterstone is atypical among independent solo advisers because it accepts charitable clients and provides research and consulting to other investment advisers; its research is used by a third-party adviser that manages approximately $75 million. The firm pairs a single-advisor structure with institutional experience and supplemental consulting offerings — including periodic economic and geopolitical analysis and ongoing portfolio consulting for external clients.
Client services
Portfolio management
Securities research / portfolio consulting
Securities research / portfolio consulting
Expertise
Wealth management
Active portfolio management
Passive / index investing
Fee options
$0 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $3,000,000: 0.75% $3,000,001+: 0.50%
$350 per hour for consulting services
$7,500 per quarter retainer fee, billed quarterly in advance
Account minimum: $250,000
Main office location
Waterstone Advisors LLC
Walpole MA, United States
Number of offices
1
Most active in
Waterstone Advisors LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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