W
Waterfront Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,983,601
Clients
12
25% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$248,633
About
Waterfront Advisors provides discretionary asset management and standalone financial planning to individuals, high-net-worth clients, and trusts or estates. The firm manages a small number of ongoing client relationships and tailors portfolios and plans to each client’s stated objectives and risk tolerance.
The advisor applies a water-focused investment lens, concentrating allocations in utilities, healthcare, consumer staples and industrials while using technical, charting, and cyclical analysis to guide security selection. Portfolios are managed on a discretionary basis with individualized client profiles, periodic (typically quarterly) reviews, and the firm’s disclosures indicate the potential use of options strategies and the accommodation of client-imposed restrictions.
Distinctive features include the firm’s explicit thematic emphasis on water and the principal’s concurrent outside role in conservation work (noted as a significant time commitment), which the brochure ties to the firm's investment perspective. Operationally the firm manages accounts separately rather than routinely aggregating trades, does not routinely vote client proxies, and discloses use of Interactive Brokers alongside a potential receipt of research or other soft-dollar benefits.
Client services
Financial planning
Portfolio management
Expertise
ESG / Sustainable investing
Active portfolio management
Fee options
$500 fixed fee for financial planning services, non-negotiable
1.00% annually, negotiable
Account minimum: $100,000 (may be lowered or waived in certain instances)
Main office location
Waterfront Advisors
Avalon CA, United States
Number of offices
1
Most active in
Waterfront Advisors has reported serving >5 clients in these states in the last 12 months.
California · Hawaii
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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