W
Water Dog Asset Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,900,000
Clients
17
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
17
LowAverage account size
$347,059
About
Water Dog Asset Management serves individual clients and provides investment advisory and portfolio management services, typically charging fees based on a percentage of assets under management. The firm works with a small client base and administers ongoing investment oversight and reporting.
The firm generally operates on a primarily non-discretionary basis, so clients retain final authority over transactions while the adviser provides recommendations and implementation support. Its investment work emphasizes economics and data-driven analytics drawn from the principal’s professional background in analytics and category management.
With roughly $4.7 million in assets across a limited number of accounts, the firm maintains documented supervisory procedures and handles compliance internally through its principal. The combination of a small-scale practice, a predominantly non-discretionary service model, and the principal’s corporate analytics experience is a distinguishing feature relative to many peers.
Client services
Portfolio management
Most active in
Water Dog Asset Management LLC has reported serving >5 clients in these states in the last 12 months.
Colorado · Wyoming
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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