Warren Wealth Management & Tax Planning Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$31,300,000
Clients
80
8% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
80
Very HighAverage account size
$391,250
About
Warren Wealth Management & Tax Planning Inc. provides discretionary portfolio management and related financial planning and tax‑planning services to individuals, trusts, estates, charitable organizations, and business entities. The firm implements investment strategies through third‑party platforms (Orion Portfolio Solutions and model portfolios available via Altruist) and supplies financial planning and tax‑preparation services only to its asset‑management clients.
WWM’s investment process draws on a mix of fundamental, technical, charting and cyclical analyses and employs both long‑term and short‑term strategies, with discretionary trading authority and periodic (typically quarterly) account reviews for rebalancing and tax‑loss harvesting. The firm relies on externally provided model portfolios and platform administration rather than proprietary product offerings to construct and monitor client portfolios.
Noteworthy aspects include an affiliated insurance agency and a separate tax‑preparation practice—disclosed activities that the firm says consume roughly 25% of the principal’s time and are managed through conflict‑of‑interest disclosures and suitability procedures. WWM also offers public educational seminars and workshops and provides financial planning at no additional cost to managed‑account clients, features that are less common among solo independent advisers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
General tax planning
Cash flow / budgeting
Debt management
Fee options
Annual flat fee billed monthly under certain circumstances (amount not specified)
$0+: 1.5% annually (WWM advisory fee via Orion Portfolio Solutions program, may be negotiable) $0+: 0.08% - 0.45% annually (OPS administration fees) $0+: $25 or $50 annually (OPS account maintenance fees, flat annual dollar amounts) $0+: 0.0% to 0.20% annually (OPS strategist fees) $0+: Up to 1.50% annually (WWM advisory fee via Altruist LLC Model Marketplace, billed monthly) $0+: Annual flat fee billed monthly (WWM, under certain circumstances)
Fee-only: Annual flat fee billed monthly under certain circumstances; financial planning included at no additional cost for asset management clients
Main office location
Warren Wealth Management & Tax Planning Inc.
9300 Shelbyville Road, Suite 1204
Louisville KY 40222, United States
Number of offices
3
Most active in
Warren Wealth Management & Tax Planning Inc. has reported serving >5 clients in these states in the last 12 months.
Indiana · Kentucky · Ohio · Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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