War Streets Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$12,684,976
Total clients
23
26% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
23
Average account size
$551,521
About
War Streets Capital provides discretionary investment management and related financial planning to individual investors and small businesses, managing roughly $12.7 million across a small client base. It offers portfolio management across equities, exchange-traded funds, mutual and closed-end funds, fixed income and cash instruments, and charges fees based on assets under management, an approach common among independent advisers.
The firm pursues an active, total-return oriented strategy that emphasizes individual stocks, bonds and cash deposits with ETFs or funds used for diversification as needed, and tailors asset allocation to each client’s risk tolerance. Its methodology blends fundamental, technical, charting and cyclical analysis, and—uncommonly for peers—employs options and other derivatives in separately managed accounts for income generation, hedging, or tactical trading.
A distinctive feature disclosed in the brochure is an affiliated real‑estate rental and management business owned by the firm’s principal; clients who use those real‑estate services may pay commissions to that affiliated entity, a potential conflict of interest the firm discloses. The firm’s small scale and hands‑on oversight support customized, tax‑aware portfolio construction and frequent monitoring, which can differ from the operational model of larger advisory firms.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Tax-loss harvesting
Passive / index investing
Fee options
1.0% annually
Account minimum: $50,000
Main office location
War Streets Capital, LLC
Baden PA, United States
Number of offices
1
Most active in
War Streets Capital, LLC has reported serving >5 clients in these states in the last 12 months.
New York · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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