Wang Financial, LLC

Wang Financial serves individuals (including high‑net‑worth clients), corporations, business entities, retirement plan participants, and private foundations with comprehensive financial planning and investment supervisory services. The firm provides portfolio management on both discretionary and non‑discretionary bases and delivers tailored non‑securities advice such as estate and business succession planning while coordinating implementation with clients’ attorneys, CPAs, and insurance agents.

The firm’s investment approach is grounded in Modern Portfolio Theory and emphasizes strategic asset allocation, broad diversification across mutual funds, ETFs, individual equities and bonds, and a buy‑and‑hold orientation rather than market timing. Portfolios are monitored at least quarterly; as disclosed in the brochure the adviser manages roughly $70 million in client assets (about $55.3M discretionary and $14.8M non‑discretionary) and uses third‑party technology and custody platforms, including Envestnet Tamarac for portfolio management and Schwab for custody and execution.

Distinctive features include a small, CFP‑credentialed advisory team managing a modest client roster (44 clients), which corresponds to a relatively high asset‑per‑client relationship and a hands‑on service model. The firm’s principals include a CFP who also holds a law degree, they assist clients with tax documentation and coordination with CPAs, provide written explanations for rollover recommendations to address conflicts of interest, do not participate in wrap fee programs, and leave proxy‑voting decisions to clients rather than voting proxies on their behalf.