Wander Financial Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$39,641,854
Clients
34
47% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
34
TypicalAverage account size
$1,165,937
About
Wander Financial Services advises individual clients, including high‑net‑worth individuals, as well as retirement plan sponsors and participants. The firm offers comprehensive and modular financial planning, retainer and consultation engagements, asset management through model portfolios and third‑party managers, and pension consulting services.
Its investment work relies primarily on fundamental analysis and a longer‑term approach rather than market timing, implementing client programs through AssetMark model allocations or introductions to discretionary third‑party managers. The firm assists clients in setting risk tolerances and selecting model portfolios, monitors accounts regularly, and acts as the communication conduit between clients and outside managers rather than providing bespoke trading for those models.
What is noteworthy is that the firm’s representatives are independently licensed insurance agents who may sell insurance products and earn commissions in that separate capacity, a practice that is uncommon among peers. The adviser also manages roughly $39.6 million for a relatively small client base and combines pension‑plan fiduciary consulting with wrap‑fee and third‑party asset management services.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
General retirement planning
Income planning
College savings (529s, UTMA, etc.)
General tax planning
Wealth management
Fee options
Fixed fees for financial plans generally not exceeding $10,000; fixed consultation fees generally not exceeding $15,000
$0 - $500,000: 1.00% annually $500,001 - $1,000,000: 0.85% annually $1,000,001 - $3,000,000: 0.75% annually $3,000,001+: 0.65% annually
Representatives may earn commissions from insurance sales in a separate capacity
Consultation fees up to $400 per hour
Retainer services billed quarterly in advance, generally not exceeding $15,000 per year
Account minimum: $25,000 for AssetMark Program Asset Allocation System accounts; $500,000 for Privately Managed accounts Fee-only: Fixed fees generally not exceeding $10,000 for financial plans; Retainer fees generally not exceeding $15,000 per year; Consultation fees fixed or hourly (up to $400/hour)
Main office location
Wander Financial Services, LLC
New York NY, United States
Number of offices
1
Most active in
Wander Financial Services, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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