Walton Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$178,405,374
This total excludes 8 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
248
20% high-net worth
Advisors
1
of 4 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
248
Very HighAverage account size
$719,377
About
Walton Financial provides financial planning and discretionary asset management to individuals — including high‑net‑worth clients — as well as pension plans, charitable organizations, and corporate clients. The firm offers ongoing wealth management, retirement‑plan consulting, and plan‑participant advisory services and implements portfolios using a range of securities and insurance products through its platform relationship.
Its investment work blends advisor‑managed discretionary accounts with model portfolios made available through its Commonwealth platform, and certain strategies incorporate tax‑harvesting and personalized indexing features. Walton Financial’s advisors draw on multiple analysis methods (for example, fundamental, quantitative, and asset‑allocation approaches) when tailoring portfolios to client objectives.
The firm publicly discloses third‑party recognition — including multiple Forbes Best‑in‑State listings based on SHOOK Research — a disclosure that is uncommon among peers and is highlighted in its ADV. Walton Financial also discloses commercial ties to its platform provider (including previously issued loans and platform fees) and that its advisors are licensed to sell insurance products, facts the firm notes as potential conflicts that may influence program or product recommendations.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Tax-loss harvesting
Retirement income strategy
Business succession planning
Occupation focus
Founder/Business Owner
Retired
Fee options
Flat or fixed fees are available for financial planning and consulting services, negotiable with client
$0 - $249,999: Negotiable, up to 1.5% annually (general asset management fees) or $300 minimum for Retirement Plan Consulting flat fee $250,000 - $2,999,999: 0.12% (Retirement Plan Consulting discretionary investment management fee) $3,000,000 - $9,999,999: 0.09% (Retirement Plan Consulting discretionary investment management fee) $10,000,000 - $49,999,999: 0.05% (Retirement Plan Consulting discretionary investment management fee) $50,000,000 - $99,999,999: 0.03% (Retirement Plan Consulting discretionary investment management fee) $100,000,000+: 0.02% (Retirement Plan Consulting discretionary investment management fee) $0 - $100,000: 3.00% (maximum advisor fee in PPS Select Program) $100,001 - $250,000: 2.00% (maximum advisor fee in PPS Select Program) $250,001 - $500,000: 1.50% (maximum advisor fee in PPS Select Program) $500,001 - $1,000,000: 1.00% (maximum advisor fee in PPS Select Program) $1,000,001 - $2,000,000: 0.75% (maximum advisor fee in PPS Select Program) $2,000,001 - $5,000,000: 0.50% (maximum advisor fee in PPS Select Program) $5,000,001+: 0.25% (maximum advisor fee in PPS Select Program)
Hourly rate up to $500/hour for financial planning and consulting services
Account minimum: $50,000 Minimum fee: $300 minimum for Retirement Plan Consulting (if plan assets less than $250,000); $600 minimum annual program fee in PPS Select program for certain accounts Fee-only: Financial planning fees may be an annual fee, flat fee, or hourly up to $500/hour, negotiable with client
Main office location
Walton Financial
2564 18 Th Street South
Birmingham AL 35209, United States
Number of offices
1
Most active in
Walton Financial has reported serving >5 clients in these states in the last 12 months.
Alabama · Florida · Georgia · Louisiana · North Carolina · Tennessee · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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