Walsvick Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,400,000
Total clients
16
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
16
Average account size
$275,000
About
Walsvick Wealth Management is a single‑advisor registered investment adviser that serves individual and high‑net‑worth clients, managing a small book of accounts (about 16 clients with roughly $4.4 million in assets under management). The firm provides ongoing portfolio management and financial planning, creates client‑specific Investment Policy Statements, and also offers tax preparation, accounting, and life/disability insurance products as additional services.
The firm’s investment process is built around those Investment Policy Statements and draws on charting, fundamental, technical, and cyclical analysis to construct portfolios of mutual funds, equities, fixed income, ETFs, REITs and annuities. Walsvick operates primarily on a non‑discretionary basis—trades are placed with client approval and the firm has only limited authority to act without prior client consent—and it does not accept proxy‑voting authority or direct custody of client assets.
Distinctive features noted in the brochure include the primarily non‑discretionary account model, which is uncommon among independent advisers, and the integration of tax preparation/accounting and insurance offerings into the advisory relationship, which the firm discloses as potential conflicts of interest. The firm also requires clients to use designated custodians and performs at least quarterly reviews of accounts, reflecting an approval‑centric, hands‑on service style for a small client base.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Tax-loss harvesting
Life insurance needs analysis
Fee options
$1 - $100,000: 1.50% Above $100,000 - $500,000: 1.25% Above $500,000 - $1,000,000: 1.00% Above $1,000,000+: 0.75%
$200 per hour for financial planning services if no assets under management; $200 per hour for tax preparation specialty services
Main office location
Walsvick Wealth Management
Phoenix AZ, United States
Number of offices
1
Most active in
Walsvick Wealth Management has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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