Walnut Investment Services LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$90,300,000
This total excludes 6 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
193
9% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
193
Very HighAverage account size
$467,876
About
Walnut Investment Services provides fee‑only investment advisory and financial planning services to individuals and families and also works with small businesses, pension plans, and trusts and estates. The firm manages client portfolios on a discretionary basis and offers consultative hourly engagements for clients who prefer to actively manage their own assets.
The firm’s investment approach emphasizes fundamental securities analysis and asset allocation, with a principal focus on long‑term investing and periodic short‑term trades as needed; managed accounts are monitored daily and reviewed monthly. The brochure notes the firm uses custodians (primarily Fidelity) for account implementation and that advisors work with clients on related tax, retirement, and estate planning issues.
A distinctive feature is that one of the firm’s principals is a practicing accountant and IRS Enrolled Agent who devotes roughly half of his time to an accounting practice, creating an operational affiliation between advisory and tax/accounting services. The brochure also lists the firm’s website and contact information and indicates the firm advertises third‑party ratings in its marketing materials, a practice that is uncommon among peers.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
Occupation focus
Founder/Business Owner
Fee options
$0+: 1% annually for equity accounts $0+: 0.25% annually for fixed income accounts
Up to $150 per hour for consultations depending on complexity
Fee-only: 1% annually for equity accounts; 0.25% annually for fixed income accounts, billed quarterly
Main office location
Walnut Investment Services LLC
1018 8 Th Avenue
Brooklyn NY 11215, United States
Number of offices
1
Most active in
Walnut Investment Services LLC has reported serving >5 clients in these states in the last 12 months.
Florida · New Jersey · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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