Walker & Associates
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$40,169,891
Total clients
42
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
42
Average account size
$956,426
About
The firm provides investment advice and ongoing portfolio management to individuals and business owners across personal accounts, IRAs, trusts, pensions and estates, and also works with employer‑sponsored, participant‑directed retirement plans. It additionally offers hourly consultations and will outsource specific deliverables such as written financial plans when mutually agreed.
Its investment process is research‑intensive and emphasizes tactical asset allocation—overweighting asset classes judged to be attractively priced—combined with thorough manager due diligence, scenario analysis and client‑driven risk assessments that include agreed loss thresholds. Clients receive regular account reviews and comprehensive quarterly reporting, including time‑weighted performance and year‑end tax detail.
Noteworthy features for a solo independent advisor include a small client roster supporting a substantial asset base per client and a dual focus on both sizable individual accounts and plan model construction for employers. The firm discloses that it recommends a particular qualified custodian (Charles Schwab) and accepts institutional support services from that custodian, and it does not cast proxy votes on behalf of clients.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Real estate investing
Occupation focus
Founder/Business Owner
Fee options
$0 - $1,000,000: 1.00% per annum $1,000,001 - $2,000,000: 0.75% per annum $2,000,001+: 0.50% per annum
$150 per hour for consultation when ongoing management is not required
Account minimum: $250,000
Main office location
Walker & Associates
Tybee Island GA, United States
Number of offices
1
Most active in
Walker & Associates has reported serving >5 clients in these states in the last 12 months.
Georgia · South Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")