Wagner Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$144,746,111
Clients
203
34% high-net worth
Advisors
1
of 5 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
203
Very HighAverage account size
$713,035
About
Wagner Planning provides tailored financial planning, consulting, and discretionary asset management primarily to individual and high-net-worth clients, delivering one-time written plans (fixed or hourly) as well as ongoing portfolio management. The firm manages approximately $145 million for roughly 200 clients and advises on topics including retirement planning, tax and estate considerations, insurance, and held-away account allocations.
The firm acts as a fiduciary and typically implements proprietary model portfolios that mix mutual funds, ETFs, REITs, individual equities, fixed income, and cash using asset-allocation principles and both long- and short-term trading strategies; asset-based advisory fees are billed monthly and generally deducted directly from custodian accounts. Wagner Planning conducts periodic account reviews (generally quarterly or at least annually), requires custody and execution through Pershing for managed accounts, and does not accept proxy-voting authority on clients’ behalf.
Noteworthy distinctions disclosed in the brochure include the presentation of both hypothetical performance illustrations and reported performance results in its materials, a practice that is uncommon among peers. The firm also discloses that certain associated persons are dually registered with an independent broker-dealer and licensed to sell insurance (including variable annuities), and it describes related conflicts of interest, rollover advice protocols, and disclosure/mitigation procedures in its policies.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
Fee options
Fixed fees typically ranging from $2,000 to $4,000 for financial planning and consulting services
0.50% - 1.60% annually, either tiered schedule or flat rate
Certain associated persons receive commissions from sale of insurance products and securities as registered representatives of a broker-dealer
Up to $375 per hour for financial planning and consulting services
Minimum fee: Financial planning fixed fees typically range from $2,000 to $4,000 Fee-only: Fixed fees for financial planning ($2,000-$4,000) and hourly fees up to $375/hour
Main office location
Wagner Planning
4260 Galewood Street, Suite A
Lake Oswego OR 97035, United States
Number of offices
1
Most active in
Wagner Planning has reported serving >5 clients in these states in the last 12 months.
Arizona · Oregon · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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