W
W. V. Legg Financial Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,070,758
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
7
86% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
Very LowAverage account size
$1,295,823
About
W. V. Legg Financial Management LLC provides portfolio management and pension consulting services to individual investors and a limited number of corporate and employee benefit plan clients, including pension and profit-sharing plans. The firm manages roughly $22.8 million on behalf of a small client base and offers personalized financial planning as an adjunct to its portfolio services.
The firm delivers advice on a non-discretionary basis, tailoring portfolios to client objectives and using an asset-allocation approach that emphasizes mutual funds and ETFs while employing both fundamental and technical analysis. For plan clients it provides plan-level consulting — including fund selection, ongoing performance monitoring, and participant education — and typically conducts periodic account reviews and rebalances as circumstances change.
What is distinctive about the firm relative to many small independent advisers is its explicit focus on pension consulting and work with corporate plan sponsors, including disclosures and processes tied to ERISA requirements for plan fiduciaries. The firm also combines a client-directed, non-discretionary model with an adviser background in institutional portfolio management and CFP credentialing, a mix that is less common among peers of similar size.
Client services
Portfolio management
Pension consulting
Fee options
Fixed fee up to $10,000 for pension consulting services such as plan review, monitoring, consulting, enrollment meetings, and educational seminars
0.50% to 1.00% annually, negotiable based on size, scope and complexity
Commissions earned by insurance agent for sale of insurance products separate from advisory fees
Account minimum: $20,000 minimum (may be waived at discretion)
Main office location
W. V. Legg Financial Management LLC
Port St Lucie FL, United States
Number of offices
1
Most active in
W. V. Legg Financial Management LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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