V
Von Halle, Allan
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,017,680
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
4
25% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
Very LowAverage account size
$754,420
About
The firm provides combined financial planning and portfolio management to individuals as well as trusts, estates, charitable organizations and business entities. It reports approximately $9.33 million in assets under management across a four-client base.
Investment services emphasize individualized planning and fundamental, research-driven equity and fixed income management, using ETFs, individual stocks and bonds, and mutual funds with periodic rebalancing and weekly account monitoring. The firm typically operates on a non-discretionary basis — roughly 94% of AUM is managed non-discretionarily — while retaining the ability to manage some accounts on a discretionary basis when agreed.
Distinctive features include that the sole practitioner is a licensed CPA who also provides accounting consulting (reported to occupy less than 10% of time), and the firm explicitly accepts charitable organizations as clients. The firm maintains a relatively high account minimum and a very small client roster, reflecting an advisor-led, practice-specific approach rather than a larger institutional platform.
Client services
Portfolio management
Expertise
Active portfolio management
Income planning
Retirement income strategy
Fee options
$0 - $1,000,000: 1.25% $1,000,000 - $2,000,000: 1.00% $2,000,000 - $5,000,000: 0.85% $5,000,000+: negotiable
Account minimum: $250,000 Fee-only: Fee-only, percentage of assets under management
Main office location
Von Halle, Allan
Sherman Oaks CA, United States
Number of offices
1
Most active in
Von Halle, Allan has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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