Vomund Investment Management, LLC

The firm provides discretionary asset management and portfolio management to a mix of individuals, retirement plans, trusts, estates, charitable organizations, and corporate or business entities. Services include continuous monitoring and implementation of investments in common and preferred stocks, fixed income instruments, and exchange-traded funds, with quarterly reporting to clients.

The firm’s investment process combines fundamental and technical analysis and relies in part on a proprietary, computer-generated strategy that rotates among style-based ETFs for growth, alongside a separate Reduced Risk Income program that is tailored to generate income using high-yield preferreds, floating-rate funds, bonds, and dividend-paying stocks. Accounts are managed under discretionary authority, with portfolios adjusted to clients’ stated risk tolerances and objectives and with the growth program potentially involving frequent turnover and higher volatility.

Notable differences from many peers include the explicit servicing of charitable organizations and corporate/business clients in addition to individual clients, and the firm’s use of a principal-developed automated style-rotation program informed by a background in investment software and technical analysis. The brochure also discloses that the adviser may be deemed to have custody when clients provide standing transfer instructions and that it recommends a single custodian platform from which it receives certain operational benefits.