VIVCAP LLC

VIVCAP LLC is a state-registered independent advisory firm that provides discretionary and non-discretionary asset management to individuals, high‑net‑worth individuals, and small businesses, managing roughly $28 million across about 50 clients with a single registered advisor. The firm documents client goals and tailors investment strategies to each client’s objectives, and it conducts quarterly account reviews and ongoing portfolio monitoring.

VIVCAP’s investment process combines fundamental and technical analysis with a primary focus on long‑term growth while permitting short‑term positions when appropriate; portfolios are typically equity‑focused and may include ADRs for foreign exposure, ETFs, and the use of margin when elected by clients. The firm recommends Interactive Brokers for execution, acknowledges concentrated (non‑diversified) portfolio risk and other market risks in its disclosures, and states it holds cash at times rather than actively managing money market investments.

Compared with many solo independent advisers, VIVCAP reports serving business development company clients and a significant non‑U.S. client base—features that are uncommon for peers—and it conducts public educational seminars and workshops at no charge, with the brochure noting these sessions are strictly educational. The sole owner and chief compliance officer maintains an outside software business (Softoholic Systems) and performs all supervision and advisory functions for the firm, and the firm generally does not vote client proxies unless clients request assistance.