V
Vintage Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$32,641,670
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
36
58% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
36
HighAverage account size
$906,713
About
Vintage Asset Management provides discretionary portfolio management to individuals, high‑net‑worth clients, trusts and foundations, managing about $33.7 million across roughly 36 client accounts. The firm prepares a personalized Investment Policy Statement for each client and accepts discretionary authority to select securities and execute transactions on their behalf.
Investment decisions are primarily driven by fundamental analysis and focus on equities, money‑market funds, and, when appropriate, ETFs and closed‑end funds, with a stated goal of pursuing short‑ and long‑term opportunities for after‑tax total return. Client accounts are reviewed at least quarterly by the firm’s chief investment officer and portfolios are tailored to clients’ risk tolerances and IPS, with clients able to impose investment restrictions.
Notable distinctions include that the firm both sponsors and acts as portfolio manager for a wrap‑fee program, receiving a single comprehensive asset‑based fee as sponsor/manager — a structure that is uncommon among similarly sized independent advisers. The brochure also highlights the firm’s work with trust and foundation clients (institutional‑type relationships) and discloses prior customer arbitration claims and settlements involving the firm’s principal, which prospective clients may consider in their due diligence.
Client services
Portfolio management
Portfolio management for charitable organizations
Portfolio management for charitable organizations
Expertise
Active portfolio management
Tax-loss harvesting
Fee options
up to 1.25% of AUM annually, negotiable
Main office location
Vintage Asset Management, LLC
Tucson AZ, United States
Number of offices
1
Most active in
Vintage Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Oregon
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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