Vines Capital Management, LLC logo

Vines Capital Management, LLC

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Client assets under management

$143,577,960

Clients

182

14% high-net worth

Advisors

3

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

61

Typical

Average account size

$788,890

About

Vines Capital Management, LLC provides discretionary portfolio management, financial planning, and pension consulting to individuals (including high net worth clients), pension and profit‑sharing plans, business entities, and charitable organizations. The firm also offers plan-level services such as participant education and may recommend third‑party money managers or model portfolios as part of client engagements.

The adviser typically manages accounts on a discretionary basis using model portfolios that span conservative to aggressive risk profiles and applies methods such as fundamental analysis and Modern Portfolio Theory; it primarily recommends mutual funds and ETFs but may also use options, margin, and leveraged ETFs when appropriate. Custody and trade execution are generally handled through the Charles Schwab institutional platform, and the firm may aggregate household accounts for fee breakpoints and monitor any third‑party managers it recommends.

Distinctive features include a small advisory team (three advisors) managing approximately $192 million in discretionary assets, placing the firm at the higher end of assets for a 1–3 advisor practice, and an explicit pension consulting offering that includes participant seminars and plan‑level advice. The firm does not vote client proxies and notes that persons associated with the firm may, in limited cases tied to family relationships, serve as trustees—details clients should consider when evaluating conflicts and oversight.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

Financial planning fees generally range from $1,000 to $10,000, negotiable based on complexity

Percentage

$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.85% $3,000,001 - $5,000,000: 0.75% $5,000,001+: Negotiable

Other

Account minimum: $500 Minimum fee: Minimum fee of $500 to open and maintain an advisory account, waivable at discretion

Main office location

Vines Capital Management, LLC

1896 Hudson Circle, Suite 3

Monroe LA 71201, United States

Number of offices

1

Most active in

Louisiana · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Dorothy V

Series 65

Monroe, LA

Vines Capital Management, LLC

Dorothy Vines is a Series 65-licensed advisor at Vines Capital Management, LLC with four years of industry experience. She has worked at Vines Capital Management since 2018 and previously served at the Ouachita Parish Sheriffs Office. Outside of her advisory role, she has volunteered in nursing services since 2004. Vines Capital Management serves individual clients, pension and profit-sharing plans, business entities, and charitable organizations. The firm offers discretionary portfolio management, financial planning, and pension consulting, tailoring portfolios using fundamental analysis and modern portfolio theory with a range of investment instruments.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Executive
user avatar

Kenneth V

Series 63, Series 65

Monroe, LA

Vines Capital Management, LLC

Kenneth Vines is a financial advisor with Vines Capital Management, LLC, holding Series 63 and Series 65 credentials and bringing 23 years of industry experience. He has worked at Vines Capital Management since 2018 and previously at Summit Financial Wealth Advisors from 2015 to 2018. Vines Capital Management serves individual clients, pension and profit-sharing plans, business entities, and charitable organizations. The firm offers discretionary portfolio management, financial planning, and pension consulting, using customized model portfolios and a range of investment instruments including mutual funds, ETFs, options, and margin.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Executive
user avatar

Lana W

Series 65

Monroe, LA

Vines Capital Management, LLC

Lana Weant is a financial advisor at Vines Capital Management, LLC, holding a Series 65 designation with two years of industry experience. Her prior roles include positions at Woodmen Life, American Income Life, and the University of Louisiana. Vines Capital Management serves individual clients, pension and profit-sharing plans, business entities, and charitable organizations by providing discretionary portfolio management, financial planning, and pension consulting. The firm customizes portfolios using model strategies that incorporate fundamental analysis and modern portfolio theory, managing approximately $168 million in assets across a diverse client base.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Executive
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