VestGen Investment Management

VestGen provides investment advisory and portfolio management to a mix of individual clients, pension and profit‑sharing plans, trusts, estates, charitable organizations, corporations and investment companies. The firm operates a Managed Accounts Platform offering unified managed accounts, a Model Marketplace with both proprietary and third‑party model portfolios, and implements strategies across brokerage accounts, variable insurance subaccounts, retirement platforms and sponsored programs.

VestGen acts as a manager‑of‑managers: its research team curates and monitors third‑party Model Managers, maintains proprietary Models, and performs overlay trading and account administration while advisers or program sponsors often handle client onboarding and suitability determinations. Client reporting includes quarterly statements and performance calculations, and many client relationships on the Platform are implemented through third‑party advisers or sponsors, resulting in a substantial portion of assets being managed through non‑discretionary or delegated arrangements.

Distinctive features include serving investment company clients and operating an affiliated mutual fund (the Tactical Dividend and Momentum Fund), which may be included in VestGen Models and create dual‑fee relationships. The firm is also affiliated with another SEC‑registered adviser, has associated persons who are registered representatives of a broker‑dealer, and discloses potential revenue‑sharing arrangements and performance reporting as part of its platform services.