Vestech Asset Management Inc.

Vestech Asset Management provides investment advisory and financial planning services to individuals, trusts, estates and corporate clients, offering discretionary portfolio management, written financial plans, and referrals to third‑party managers and sub‑advisers. The firm manages client assets through custodians (including use of an affiliated broker‑dealer and introducing arrangements) and also offers tools to implement tax‑efficient asset location and opportunistic rebalancing for held‑away retirement and HSA accounts.

The firm’s investment process combines technical, fundamental and cyclical analysis and uses nine targeted asset‑allocation model portfolios spanning conservative income to aggressive growth; advisors typically have discretionary trading authority and monitor portfolios for rebalancing events (including market moves of roughly 15% or at least annually). Vestech also supports single‑project and ongoing financial planning, assists with implementation of recommendations, and may place clients with third‑party managers when appropriate.

What distinguishes Vestech from many peers is the breadth of outside professional affiliations disclosed in its brochure: several supervised persons are dually registered or operate related businesses, including a broker‑dealer affiliation, a law practice, a CPA/consulting business, and property‑management/real‑estate activities, and many advisors are licensed insurance agents. The brochure also details regulatory or disciplinary matters involving certain supervised persons and describes supervisory controls, a code of ethics, and principal approval processes to manage conflicts arising from those affiliations.