Vertex Financial Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$22,245,547
Total clients
97
4% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
97
Average account size
$229,336
About
Vertex Financial Advisors serves individuals (including high-net-worth clients) as well as business entities, trusts, estates, charitable organizations, municipalities and qualified retirement plans. The firm provides investment management on both discretionary and non‑discretionary bases, financial planning, retirement planning, and qualified plan consulting.
The adviser emphasizes a customized, asset‑allocation driven approach using strategic portfolio construction and a mix of technical, fundamental, cyclical, quantitative and qualitative analysis, with financial planning provided as part of its investment management services. As of the FYE2025 filing the bulk of assets are managed non‑discretionarily ($22,103,575 non‑discretionary vs $141,972 discretionary), and Vertex monitors and rebalances client portfolios on an ongoing basis.
Compared with many solo independent advisers, Vertex offers institutional‑style services including qualified plan consulting, participant‑level and plan‑level advice, performance monitoring, and plan‑specific educational meetings and seminars, and the brochure notes it may serve as an ERISA fiduciary under Section 3(21) and/or 3(38). The firm also directs readers to its Form ADV Part 2B for information about any other business activities or affiliations, which can be relevant when evaluating additional services beyond typical retail portfolio management.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Options & derivatives strategies
Retirement income strategy
College savings (529s, UTMA, etc.)
Fee options
$1,500 for financial planning; $500 for retirement planning; up to $5,000 for complex financial plans
$0 - $250,000: 1.00% annually $250,000.01 - $500,000: 0.85% annually $500,000.01 - $1,500,000: 0.75% annually >$1,500,000.01+: 0.65% annually
Fee-only: Fixed fee of $1,500 for financial planning, with fees up to $5,000 for complex situations; $500 fixed fee for retirement planning; qualified plan consulting fees negotiated, up to 1.00% of plan assets
Main office location
Vertex Financial Advisors LLC
8033 Old York Road, Suite 212 B
Elkins Park PA 19027, United States
Number of offices
1
Most active in
Vertex Financial Advisors LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey · Pennsylvania · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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