Vermillion Private Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,546,892
Clients
42
14% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
42
HighAverage account size
$322,545
About
Vermillion Private Wealth, Ltd. Co. is a small independent registered investment adviser that provides discretionary investment management and ongoing financial planning to individuals (including high-net-worth clients), corporations, and small businesses. The firm manages portfolios using individual securities, ETFs, mutual funds and crypto assets, and delivers written or electronic financial plans to clients who engage its planning services.
The firm’s investment process combines fundamental and technical analysis with strategic and tactical asset allocation and active management, and account supervision is guided by clients’ objectives, tax considerations and any client-imposed restrictions. VPW also describes use of alternative strategies — including currency hedging, inverse ETFs and other nontraditional investments — and may employ derivatives in separately managed accounts when appropriate.
Compared with many peers, VPW discloses the use of client testimonials in advertising and distributes periodicals or newsletters, practices that are uncommon among independent advisers. The firm also integrates ongoing comprehensive planning with investment management for clients who engage both services and specifies execution practices such as recommending Altruist as its primary custodian and implementing client trades on an individual rather than a block basis.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Fee options
$2,500 one-time fee for initial financial plan; $500 annually for ongoing financial planning
$0 - $100,000: 1.50% $100,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.15% $1,000,001 - $2,500,000: 1.00% $2,500,001+: 0.90%
Main office location
Vermillion Private Wealth
Lexington KY, United States
Number of offices
2
Most active in
Vermillion Private Wealth has reported serving >5 clients in these states in the last 12 months.
Kentucky · Louisiana · Ohio · Pennsylvania · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
X
Instagram
Website
859-320-0386
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")