Verity Asset Management

Verity Asset Management provides discretionary investment management and retirement-plan advisory services to a broad client base that includes individual investors (both non‑HNW and high net worth), corporate and institutional clients, retirement plan sponsors, and other registered investment advisers. The Firm delivers these services primarily through model portfolios and tailored individual portfolio management, and also offers financial planning, retirement plan consulting, and allocation-alert and fiduciary (3(21)/3(38)) services.

The Firm’s investment approach emphasizes tactical asset allocation across a wide range of asset classes, using mutual funds, ETFs, individual securities, hedging strategies and, where appropriate, short positions to manage risk and pursue opportunity; many accounts are managed via internally run models while some strategies are managed by outside third‑party managers. Verity operates distinct specialty models — including concentrated equity strategies, small/mid‑cap and multi‑cap value, several income-focused strategies, and retirement‑platform models constrained to plan fund menus — and monitors model suitability and client profiles on an ongoing basis.

Notable features that set Verity apart from many peers include its role as a sub‑advisor and manager‑of‑managers for other advisers and platforms and its position as adviser to the proprietary Verity U.S. Treasury Fund, arrangements the Firm discloses as creating potential conflicts of interest it seeks to manage. The product lineup also includes a High Income model restricted to accredited investors that accesses alternatives via publicly traded vehicles (CEFs, BDCs) for daily liquidity and a Concentrated Rotation model with concentrated stock positions and structured monthly entry provisions, reflecting a wider range of strategies than is typical for many enterprise advisers.