Veridian Private Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,020,000
Clients
9
67% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
Very LowAverage account size
$1,557,778
About
The firm provides discretionary investment management and financial planning to high‑net‑worth individuals, families, trusts, estates, businesses, charitable organizations and qualified retirement plans. It manages roughly $14.0 million in discretionary assets across nine client relationships as a single‑advisor independent advisory practice.
Portfolios are custom‑built using a strategic asset allocation approach and are monitored and rebalanced as appropriate, with investment decisions informed by macroeconomic, fundamental, quantitative, qualitative and technical analysis. The firm evaluates clients’ goals, risk tolerance, tax circumstances and other holdings when designing portfolios and, with client approval, may use limited margin and options strategies; for retirement plans it also prepares investment policy statements, provides plan‑level and participant‑level advice, and conducts educational meetings.
What distinguishes the firm is the principal’s combined legal and financial planning credentials (J.D., CFP) and the stated ability to act in ERISA fiduciary roles (including Section 3(21) and 3(38) services), features that are uncommon among solo independent advisers. The firm’s practice emphasizes qualified‑plan consulting and a focus on HNW and institutional/plan clients rather than serving mass‑market non‑HNW individual clients, reflecting a boutique, specialized client mix.
Client services
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Private / alternative investments
Tax-loss harvesting
Fee options
$0 - $3,000,000: 1.00% $3,000,001 - $6,000,000: 0.80% $6,000,001 - $10,000,000: 0.65% $10,000,001 - $20,000,000: 0.50% $20,000,001+: 0.40%
Fee-only: Annual advisory fees billed quarterly in arrears based on market value of AUM; fees negotiable; qualified plan consulting fees negotiated, up to 1.00% annually.
Main office location
Veridian Private Wealth Management
4320 Winfeld Road, Suite 200
Warrenville IL 60555, United States
Number of offices
1
Most active in
Veridian Private Wealth Management has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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