Ventoux Financial Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$67,882,207
Clients
55
55% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
55
HighAverage account size
$1,234,222
About
Ventoux Financial Advisors, LLC is a single‑advisor independent registered investment adviser that provides written financial planning and ongoing portfolio management to individuals, high‑net‑worth clients, trusts, estates, pension and profit‑sharing plans, and other U.S. entities. The firm delivers written financial plans following in‑depth client interviews and manages roughly $68 million in client assets across discretionary and non‑discretionary accounts for about 55 clients.
The firm’s investment process combines fundamental and technical analysis with cyclical/seasonal and event‑driven considerations, volume‑flow analysis, back‑testing and risk‑management tools, and advisers typically manage accounts on a discretionary basis guided by client investment policy statements. Investment strategies may include long‑ and short‑term positions, use of options for hedging, and allocations across ETFs, mutual funds, annuities, municipal and corporate debt, and alternative investments, with periodic account reviews.
A distinctive feature of the firm is that the principal maintains active insurance licenses and engages in insurance sales as part of the business, implementing and receiving commissions for life, disability, long‑term care and annuity products (insurance activity is reported as taking about ten hours per month), a practice that is less common among independent RIAs. It is also notable for a solo‑practitioner office to combine written financial planning services with continuous discretionary portfolio management while using third‑party custodial/execution platforms and block trading procedures for trade allocation.
Client services
Financial planning
Portfolio management
Expertise
Income planning
Tax-loss harvesting
Options & derivatives strategies
Fee options
Financial Planning flat fee up to $15,000
$0 - $500,000: 1.50% $500,001 - $1,500,000: 1.25% $1,500,001 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.75% Over $5,000,000+: 0.50%
Financial Planning hourly rate $400/hour; administrative support $75/hour
Minimum fee: Financial Planning minimum fee is $2,500 Fee-only: Financial Planning fees charged as flat fee or hourly up to $15,000; hourly rate $400/hour; administrative support billed at $75/hour
Most active in
Ventoux Financial Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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