Vassos Investments, LLC

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Client assets under management

$23,102,000

Clients

38% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$1,100,095

About

Vassos Investments, LLC provides discretionary portfolio management primarily to individual and high‑net‑worth clients, managing roughly $23.1 million across about 21 accounts. The firm prepares an individualized investment policy statement for each client and offers ongoing asset allocation, security selection, and regular portfolio monitoring.

The firm’s investment process is grounded in fundamental analysis and combines long‑term and short‑term trading with options strategies (including covered, uncovered and spread positions) to implement client objectives. Investment decisions are made under discretionary authority, with monthly reviews and custodian‑provided reports used to monitor accounts.

Distinctive operational features include a requirement that clients custody assets at Schwab Institutional and the firm’s acceptance of research and other services from that custodian, which may give rise to soft‑dollar considerations. Vassos Investments also does not aggregate trades across client accounts and operates with a very small advisory team, producing concentrated advisor‑client relationships that differ from peers who block trades or outsource management.

Client services

Financial planning Portfolio management

Expertise

Options & derivatives strategies

Fee options

Percentage

$300,000 - $2,000,000: 1.10% $2,000,001+: 1.00%

Other

Account minimum: $300,000 (may be waived)

Main office location

Vassos Investments, LLC

Mount Laurel NJ, United States

Number of offices

Most active in

New Jersey

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

856-273-1952

Advisors at this firm

John V

Series 65

Mount Laurel, NJ

Vassos Investments, LLC

John Vassos is a financial advisor at Vassos Investments, LLC with seven years of industry experience. He holds a Series 65 designation and has been with Vassos Investments since 2019. Prior to that, he was self-employed beginning in 2018. Vassos Investments, LLC is a small registered investment adviser managing approximately $20.1 million in discretionary assets for individual and high-net-worth clients. The firm employs fundamental analysis alongside a combination of long-term, short-term, and options trading strategies, with monthly reviews and detailed reporting.

Options & derivatives strategies

Richard V

Series 65

Mount Laurel, NJ

Vassos Investments, LLC

Richard Vassos is a financial advisor at Vassos Investments, LLC with seven years of industry experience. He holds a Series 65 designation and has been self-employed since 1997. Vassos Investments, LLC is a small registered investment adviser managing about $20.1 million in discretionary assets for individual and high-net-worth clients. The firm employs fundamental analysis combined with long-term, short-term, and options trading strategies, providing individualized Investment Policy Statements and regular reporting.

Options & derivatives strategies

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