VASS Financial Strategies
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$41,388,943
Clients
66
48% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
66
HighAverage account size
$627,105
About
Vass Financial Strategies provides investment management and comprehensive financial planning to individuals, high‑net‑worth clients, and employer-sponsored retirement plans, and also offers retirement plan consulting to plan sponsors. The firm sponsors a wrap fee program for individualized accounts and manages approximately $42.4 million in client assets (about $41.4M discretionary and $1.05M non‑discretionary as of December 31, 2025).
The firm develops client-specific investment policy statements through personal discussions of goals, time horizons, and risk tolerance, then constructs and supervises portfolios using a mix of passive index funds and active techniques, including fundamental, technical, cyclical and charting analysis. Investment management is typically discretionary and financial planning services are integrated into ongoing portfolio supervision, with planning fees included in the management fee.
Distinctive aspects relative to many independent peers include the firm’s role as a wrap fee sponsor, its work with corporate or business clients and provision of pension/retirement plan consulting, and its principal’s licensure to sell life and health insurance. The brochure discloses that the principal spends approximately 15% of his time on insurance sales, a potential conflict the firm says it monitors when making product recommendations.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
General estate planning guidance
Business ownership considerations
Occupation focus
Founder/Business Owner
Fee options
Flat fees for Retirement Plan Consulting services ranging from $3,500 to $10,000.
$1 - $1,500,000: 1.00% $1,500,001 - $2,500,000: 0.85% $2,500,001+: 0.75%
Up to $350 per hour for Retirement Plan Consulting services.
Account minimum: $100,000 Fee-only: Investment Management Services based on assets under management; Financial Planning fee included in Investment Management fee; Retirement Plan Consulting available on hourly (up to $350/hour) or flat fee basis ($3,500 to $10,000), or percentage of plan assets basis.
Main office location
VASS Financial Strategies
439 Germantown Pike
Lafayette Hill PA 19444, United States
Number of offices
1
Most active in
VASS Financial Strategies has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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