Vasquez Financial Consulting LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,555,443
Total clients
14
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
14
Average account size
$468,246
About
The firm provides comprehensive financial planning, business and tax consulting, fractional CFO services, and discretionary investment management to individuals, families, business entities, and retirement plan sponsors. It offers both one-time planning engagements and ongoing advisory relationships that include portfolio construction, monitoring, and implementation across personal and employer-sponsored accounts.
Portfolios are constructed using a mix of fundamental, quantitative, and technical analysis with a long-term trading orientation, generally focused on mutual funds, equities, fixed income, and ETFs while permitting alternatives when appropriate. The firm also serves as a documented ERISA fiduciary (3(21) or 3(38)) for some plan sponsors and provides participant guidance and employee education as part of its retirement-plan services.
Notable for a solo independent adviser, the firm combines investment advisory services with business consulting and fractional CFO work and maintains affiliations outside the advisory business, including an insurance agency and a tax-preparation relationship, which the firm discloses as potential conflicts of interest. The adviser operates at a relatively small scale by AUM and client count, charges discrete per‑participant fees for plan education, and states it does not accept revenue sharing from third‑party administrators it partners with.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Business & tax consulting
Expertise
Long-term care insurance
Business ownership considerations
Tax strategies for small businesses
Business exit / sale strategy
Occupation focus
Founder/Business Owner
Fee options
Individuals: $500-$5,000 flat fee tiers for planning and consulting services; Businesses: $500-$3,000 per month tiers for consulting services.
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.90% annually $2,000,001 - $3,000,000: 0.80% annually $3,000,001 - $4,000,000: 0.70% annually $4,000,001 - $5,000,000: 0.60% annually $5,000,001+: 0.50% annually
Account minimum: $150,000 Fee-only: Comprehensive Planning & Consulting Services fees: Individuals $500-$5,000 flat fee depending on tier; Businesses $500-$3,000 per month depending on tier; fees negotiable.
Main office location
Vasquez Financial Consulting LLC
Carmel IN, United States
Number of offices
2
Most active in
Vasquez Financial Consulting LLC has reported serving >5 clients in these states in the last 12 months.
Indiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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