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Vantage Financial Group

Updated today

Client assets under management

$116,400,000

Clients

441

25% high-net worth

Advisors

4

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

110

Very High

Average account size

$263,946

About

Vantage Financial Group provides discretionary asset management and financial planning to individuals (including high‑net‑worth clients), corporations and business entities, and serves retirement plans in both 3(21) and 3(38) capacities. Services described in the brochure include ongoing portfolio management, one‑time and ongoing financial planning, and ERISA plan support such as investment policy assistance and participant education.

The firm says it builds portfolios around clients’ stated goals, time horizons and risk tolerances, using a mix of fundamental and technical analysis and periodic account reviews (performed at least quarterly). Client relationships may include written investment policy statements, client‑imposed investment restrictions, and regular meetings or coaching for ongoing planning and cash‑flow or insurance reviews.

One feature the firm highlights that is less common among peers is a program of public seminars and workshops, offered free and intended to educate rather than provide individualized investment or tax advice. Other distinguishing details in the brochure include a no‑minimum account policy and explicit ERISA 3(21)/3(38) plan offerings that include group enrollment meetings and plan option monitoring in addition to individual client management.

Client services

Financial planning Portfolio management Pension consulting Educational seminars or workshops

Expertise

Retirement income strategy Income planning Long-term care insurance Tax strategies for small businesses Options & derivatives strategies

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

Ongoing financial planning fixed fees up to $10,000 annually, charged quarterly in arrears

Percentage

Up to 2.00% annually, negotiable

Commissions

Investment Advisor Representatives receive commissions from sales of investment-related products such as insurance

Project-based

One-time financial planning services charged at $250 per hour

Other

Fee-only: Financial planning: $250 per hour for one-time services; ongoing fixed fees up to $10,000 annually (charged quarterly)

Main office location

Vantage Financial Group

164 Maple St., Suite 1

Auburn CA 95603, United States

Number of offices

2

Most active in

California · Oregon · Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Mark C

Series 65

Auburn, CA

Vantage Financial Group

Mark Cuniberti is a financial advisor at Vantage Financial Group with 10 years of industry experience. He holds a Series 65 designation and has worked at Hudson Financial Services, Cambridge Investment Research Advisors, and as an independent insurance agent. Outside of financial advising, he owns a water pump supply business and hosts an economic radio talk show. Vantage Financial Group provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals, corporations, and business entities. The firm tailors portfolio management to clients’ goals and risk tolerance, using fundamental and technical analysis, and offers educational public seminars and workshops.

Retirement income strategy Income planning Long-term care insurance Tax strategies for small businesses Options & derivatives strategies Founder/Business Owner Executive
user avatar

Jess H

Series 65

Auburn, CA

Vantage Financial Group

Jess Hudson is a Series 65 licensed financial advisor at Vantage Financial Group in Auburn, CA, with eight years of industry experience. She previously worked at Cambridge Investment Research Advisors, Inc. and MKB Financial Services before joining Vantage Financial Group, where she has been since 2020. Vantage Financial Group provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals, including high-net-worth clients, as well as corporations and business entities. The firm emphasizes tailored portfolio management based on clients’ goals, time horizons, and risk tolerance, and offers educational seminars and workshops in addition to its advisory services.

Retirement income strategy Income planning Long-term care insurance Tax strategies for small businesses Options & derivatives strategies Founder/Business Owner Executive
user avatar

Timothy S

Series 65

Auburn, CA

Vantage Financial Group

Timothy Steele is a financial advisor at Vantage Financial Group with five years of industry experience. He holds a Series 65 designation and previously worked at HBW Advisory Services LLC. Outside of finance, he serves as an Associate Professionals Pastor at The Pointe Church, where he preaches, leads a small group, and assists with leadership decisions. Vantage Financial Group provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals, corporations, and business entities. The firm tailors portfolio management to clients’ goals and risk tolerance, using fundamental and technical analysis, and offers educational seminars and workshops at no charge.

Retirement income strategy Income planning Long-term care insurance Tax strategies for small businesses Options & derivatives strategies Founder/Business Owner Executive
user avatar

Karsten K

Series 66

Springfield, OR

Vantage Financial Group

Karsten Kaczmar is a financial advisor at Vantage Financial Group with seven years of industry experience. He holds a Series 66 designation and has worked previously at Merrill Lynch and First Command Financial Planning. Outside of advising, he has experience working with ride-sharing companies Uber and Lyft. Vantage Financial Group provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals, including high-net-worth clients, as well as corporations and business entities. The firm emphasizes tailored portfolio management based on client goals and risk tolerance, with regular account reviews and educational seminars.

Retirement income strategy Income planning Long-term care insurance Tax strategies for small businesses Options & derivatives strategies Founder/Business Owner Executive
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