V
Vanik Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Vanik Capital LLC provides investment management, financial planning, and retirement plan consulting to employer plan sponsors, charitable organizations, corporations, and individual clients. The firm offers ongoing portfolio supervision and plan-level services, as well as project-based financial planning engagements.
The firm generally implements asset-allocation driven portfolios that combine passive and active strategies and uses fundamental, technical, and cyclical analysis in its research process. Like many investment managers it relies on asset-based compensation for discretionary management, but it also accepts limited-scope project work billed on an hourly basis and accommodates client-imposed investment restrictions and ESG preferences.
Distinctive aspects include retirement plan consulting and the ability to act as an ERISA investment manager or fiduciary for employer plans, services that are less common among peers in this category. The firm is newly formed and currently reports no assets under management, and it uses third‑party digital platform and solicitor relationships to support custody, account administration, and client referrals.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Business sale tax planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
Project-Based Financial Planning fixed fees range from $1,000 to $20,000; Ongoing Financial Planning initial fee up to $20,000; monthly ongoing fixed fees range from $350 to $2,000
$0 - $500,000: 1.25% $500,001 - $2,000,000: 1.00% $2,000,001+: 0.85%
$400 per hour for Project-Based Financial Planning
Account minimum: $250,000 minimum to open or maintain an account, but may be reduced or waived on a case-by-case basis Fee-only: Fee-only firm; compensation solely from client fees, no commissions
Main office location
Vanik Capital LLC
Lagrangeville NY, United States
Number of offices
1
Most active in
Vanik Capital LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")