Van Liew Capital Inc

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Client assets under management

$58,578,042

Clients

100% high-net worth

Advisors

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$9,763,007

About

Van Liew Capital Inc. provides discretionary and non‑discretionary portfolio management and investment advice to individuals, high‑net‑worth clients, trusts, estates, retirement accounts and charitable institutions. As of 12/31/2025 the firm reported managing approximately $67.2 million on a discretionary basis for a small number of client relationships.

The firm’s investment process blends top‑down economic and sector analysis with bottom‑up fundamental equity selection, emphasizing growth and valuation criteria and supplemented by technical, cyclical and charting tools; its fixed‑income approach focuses on credit quality, duration management and generating a predictable income stream. Investment decisions and industry/sector weightings are set and reviewed by an Investment Committee and are implemented in accordance with each client’s stated objectives and restrictions.

Van Liew is affiliated with Van Liew Trust Company, a wholly‑owned subsidiary that holds a limited Rhode Island trust charter and with which the adviser shares personnel and resources, and the brochure describes custody practices and compliance with the Advisers Act custody rule, including procedures for fee deduction and handling client funds. The combination of a trust affiliate, documented custody procedures, and a relatively small client base relative to assets under management differentiates the firm from many peers in the team‑adviser category.

Client services

Portfolio management

Expertise

Active portfolio management Concentrated stock management

Fee options

Fixed

Fixed fees may be charged quarterly in advance under certain circumstances at firm's discretion

Percentage

$0 - $1,000,000: 1.20% $1,000,000 - $10,000,000: 0.80% $10,000,000+: Negotiable

Project-based

Hourly charges reported in SEC Part 1 but not specifically detailed in brochure

Other

Account minimum: $1,000,000 Minimum fee: $2,500 minimum annual client fee

Main office location

Van Liew Capital Inc

One Regency Plaza Ste One

Providence RI 02903, United States

Number of offices

Most active in

Rhode Island

Disclosures

Business activities & affiliations

Is active or affiliated with:

Trust company

They provide trust and estate administration services, typically for separate fees.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

401-272-2510

Advisors at this firm

Wade W

Series 65

Providence, RI

Van Liew Capital Inc

Wade Walbrun is a financial advisor at Van Liew Capital Inc. in Providence, RI, holding a Series 65 designation with 29 years of industry experience. He has worked at Van Liew Trust Company and Van Liew Capital Inc. since 1993. Van Liew Capital Inc. provides discretionary and non-discretionary portfolio management to individuals, high-net-worth clients, trusts, estates, retirement plans, and charitable institutions. The firm employs a combination of growth and value equity strategies with a cycle-aware approach, integrating top-down economic analysis and multiple research methods, alongside active fixed-income management and quarterly Investment Committee reviews.

Active portfolio management Concentrated stock management

Joseph H

Series 63, Series 65

Providence, RI

Van Liew Capital Inc

Joseph Healy is a financial advisor at Van Liew Capital Inc with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Van Liew Trust Company, Van Liew Capital Inc., and Van Liew Securities, Inc. since 1992. Van Liew Capital Inc. provides discretionary and non-discretionary portfolio management to individuals, high-net-worth clients, trusts, estates, retirement plans, and charitable institutions. The firm employs a cycle-aware investment approach combining growth and value equity strategies with fixed-income management, supported by quarterly reviews from an Investment Committee.

Active portfolio management Concentrated stock management

Kevin O

Series 63, Series 65

Providence, RI

Van Liew Capital Inc

Kevin Oates is a financial advisor at Van Liew Capital Inc in Providence, RI, holding Series 63 and Series 65 licenses with 33 years of industry experience. He has been affiliated with Van Liew Trust Company, Van Liew Capital Inc., and Van Liew Securities, Inc. since 1991. Van Liew Capital Inc. offers discretionary and non-discretionary portfolio management to individuals, high-net-worth clients, trusts, estates, 401(k) plans, IRAs, and charitable institutions. The firm employs a combination of growth and value equity strategies with a cycle-aware approach, integrating top-down economic analysis and various research methods, while also emphasizing investment-grade fixed-income management and quarterly investment committee reviews.

Active portfolio management Concentrated stock management

Samuel H

Series 65

Providence, RI

Van Liew Capital Inc

Samuel Hallowell Jr. is a financial advisor at Van Liew Capital Inc. in Providence, RI, holding a Series 65 designation with 33 years of industry experience. He has worked at Van Liew Trust Company and Van Liew Capital Inc. since 1984. Van Liew Capital Inc. provides discretionary and non-discretionary portfolio management to individuals, high-net-worth clients, trusts, estates, 401(k) plans, IRAs, and charitable institutions. The firm combines growth and value equity strategies with a cycle-aware approach that integrates economic analysis and various research methods, alongside fixed-income management focused on investment-grade credit and active duration management.

Active portfolio management Concentrated stock management

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