V
Vallon Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Vallon Capital LLC provides discretionary portfolio management to separately managed accounts and offers investment advice to accredited and qualified investors. The firm’s brochure discloses that it previously acted as general partner to a private fund but has ceased advisory services to that fund and reports no other client affiliations at the time of filing.
The firm’s investment program can include long and short positions across equities (including small- and micro-cap stocks), options, exchange-traded products, convertibles, fixed-income instruments and derivatives, and performance-based fees for qualified clients are calculated using a high‑water mark. Accounts are managed on a discretionary basis with the ability for clients to impose written investment restrictions and receive regular unaudited reports.
Notable operational features include that the firm is owned and operated solely by its manager, who discloses a separate full‑time role in the hospitality and real estate industry as a material outside business activity. The brochure also discloses that the firm does not receive soft‑dollar research benefits, permits client‑directed brokerage, and recently wound down an affiliated pooled vehicle, distinguishing its structure and disclosures relative to many peers.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
1% per annum (0.0833% monthly) of Fair Market Value of Client's Account
Up to 30% of Net Capital Appreciation per calendar quarter, assessed quarterly with a high-water mark; only charged to "Qualified Clients"
Main office location
Vallon Capital LLC
San Diego CA, United States
Number of offices
1
Most active in
Vallon Capital LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")