Valley Wealth Management

Valley Wealth Management LLC provides ongoing portfolio management and related advisory services to individuals, high‑net‑worth individuals, and corporations or business entities, documenting client objectives and constraints in an Investment Policy Statement that guides discretionary management. The firm also participates in LPL Financial–sponsored advisory programs, including the Optimum Market Portfolios (OMP), and assists clients in determining suitable program objectives.

The firm’s investment process references modern portfolio theory and generally emphasizes mutual funds and ETFs (including precious metal ETFs) as primary vehicles, with strategies implemented through long‑term trading and, when used, margin transactions. Accounts are managed on a discretionary basis with regular monitoring, quarterly custodial reports, and reviews triggered by material events or changes in a client’s financial situation.

Valley Wealth Management is notable among independent peers for managing a large number of client relationships—the brochure reports 293 clients—and for explicitly serving corporate or business clients, a less common client type for firms in this category. The brochure also discloses that the firm requires clients to use LPL Financial as custodian, receives support services and potential soft‑dollar benefits from LPL, and that its representatives may act in broker‑dealer and insurance capacities, which the firm identifies as potential conflicts of interest; the firm further does not aggregate trades across client accounts.