Valkyrie Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$7,356,619
Total clients
19
5% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
19
Average account size
$387,190
About
The firm provides investment management and a range of financial planning services to individual clients, including those with higher net worth. Services include ongoing comprehensive financial planning on a subscription basis as well as project-based planning engagements and implementation of client investment policies.
Investment programs are primarily constructed using passive allocations of index mutual funds and ETFs, with portfolios built to match each client’s investment policy statement and risk tolerance; the firm also notes the use of fundamental and cyclical analysis in its overall process. The adviser generally manages accounts on a discretionary basis, allows reasonable client-imposed restrictions, and includes investment management as part of its ongoing planning relationships.
Distinctive features include a relatively modest asset base and small client roster, paired with a practice focused on long-term planning relationships that emphasize implementation and monitoring rather than standalone advice. The lead advisor holds CFP certification and has prior personal trust and bank experience, the adviser maintains an insurance license but no longer sells insurance products, and the firm does not provide written performance reports to investment advisory clients beyond custodian statements.
Client services
Financial planning
Portfolio management
Fee options
$0 - $50,000: 1.20% $50,001 - $250,000: 1.00% $250,001 - $1,000,000: 0.75% $1,000,001+: 0.60%
$350 per hour (project-based financial planning)
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Valkyrie Financial
Appleton WI, United States
Number of offices
1
Forms ADV
Quick links
Advisors at this firm
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")