UTES Wealth Strategies
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
The firm provides discretionary portfolio management and financial planning to individuals and families, ERISA retirement plans, pension and profit‑sharing plans, trusts, estates, charitable organizations and other business entities. It generally implements client strategies by placing assets with outside professional money managers and charges fees based on assets under management.
The adviser establishes client investment objectives through direct meetings and uses those objectives to set asset allocation ranges, employing both strategic asset‑allocation and tactical approaches through selected managers. Investment implementations may include individual equities and fixed income, mutual funds, ETFs and alternative exposures, with ongoing monitoring and annual in‑depth reviews.
Distinctive features include a weekly informational newsletter sent to clients and prospective clients and periodic free educational seminars on retirement and related topics. The firm documents a formal manager‑selection process (evaluating performance, stability, fees and state registration), offers insurance‑based products for which advisors may receive commission compensation, and discloses past regulatory and arbitration events in its Form ADV.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Expertise
General estate planning guidance
Business succession planning
Charitable giving & philanthropy
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Fee options
Financial planning fees range from $0 to $2,500 depending on complexity and involvement of outside experts.
$0 - $100,000: 1.50% (Discretionary) / 1.60% (Non-Discretionary) $100,001 - $500,000: 1.25% (Discretionary) / 1.35% (Non-Discretionary) $500,001 - $1,000,000: 1.00% (Discretionary) / 1.10% (Non-Discretionary) $1,000,001+: 0.50% (Discretionary) / 0.60% (Non-Discretionary)
Yes, commissions are charged for insurance products sold by the advisor in his capacity as a licensed insurance agent.
Main office location
UTES Wealth Strategies
1824 White Lake Drive
Antioch IL 60002, United States
Number of offices
2
Most active in
UTES Wealth Strategies has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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