US Wealth Management Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$276,443
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
3
33% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
Very LowAverage account size
$92,148
About
US Wealth Management Advisors provides investment advisory, financial planning, and consulting services to a mix of individual, corporate, institutional, and family‑office clients. Offerings include separately managed, non‑discretionary accounts, strategic advisory and family‑office services, and project‑based consulting engagements.
The firm employs a multi‑disciplined, top‑down investment process that blends macro and micro analysis with fundamental, cyclical and technical methods and draws on both value and growth principles. Recommendations span traditional securities as well as options and alternative investments, and all trades are implemented only after client authorization, reflecting the firm’s non‑discretionary operating model.
Distinctive for a small independent advisory platform, the firm accepts corporate and institutional assignments and provides turnkey strategic solutions and family‑office advisory in addition to individual wealth management. All regulatory assets under management are maintained in non‑discretionary separate accounts held at third‑party custodians (currently through Interactive Brokers), and the firm’s modest asset base is concentrated across a small number of client accounts.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Private / alternative investments
Concentrated stock management
Occupation focus
Executive
Founder/Business Owner
Fee options
Fee-only: Financial planning fees typically range from $2,500 to $25,000 per engagement, negotiable based on scope and complexity.
Main office location
US Wealth Management Advisors, LLC
New York NY, United States
Number of offices
1
Most active in
US Wealth Management Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")