URI Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,400,000
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
4
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
Very LowAverage account size
$3,850,000
About
URI Capital Management provides ongoing portfolio management to two private pooled investment vehicles and a small number of separately managed accounts, offering discretionary trading authority for the funds and client‑specific Investment Policy Statements for separately managed accounts. The firm manages and evaluates investments across mutual funds, equities, ETFs, REITs, and other securities as appropriate to clients’ stated objectives.
Its investment approach centers on fundamental analysis and the use of both long‑ and short‑term trading strategies to implement portfolio decisions. For its pooled vehicles the firm charges performance‑based compensation and issues regular investor reporting and audited statements to qualified investors, while separately managed accounts receive custodian statements and tailored policy documentation.
What distinguishes the firm from many similarly structured advisers is its role as an adviser to private pooled funds and its acceptance of performance‑based fees for those funds, a combination that is uncommon among independent advisers of this size. The firm also maintains a concentrated client base and focuses reporting and audited disclosures to qualified investors rather than serving a broad population of non‑high‑net‑worth retail individuals.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$1 - $5,000,000 (per investor): 1.50% Above $5,000,000 (per investor) - > $8,500,000 (fund level, pro rata): Reduced from 1.50% to 1.00% Above $8,500,000 (fund level, pro rata) - > $20,000,000 (fund level, pro rata): Reduced from 1.00% to 0.75% Above $1+: 1.00% (Separately Managed Accounts)
15% performance fee of earnings above a 5% hurdle rate on the funds, collected annually in arrears.
Fee-only: Investment supervisory fees as tiered above, paid monthly or quarterly in advance; no commissions or sales charges.
Main office location
URI Capital Management, LLC
Indianapolis IN, United States
Number of offices
2
Most active in
URI Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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