Uptown Capital Advisors

Uptown Capital Advisors provides discretionary investment management and comprehensive financial planning to individuals — including high-net-worth clients — as well as trusts, estates, corporations and not‑for‑profit entities. Advisory services include asset allocation and security selection, retirement and college planning, insurance planning, and implementation of the CFP Board six‑step planning process for financial planning.

The firm’s investment approach emphasizes long‑term, cost- and tax‑efficient implementation by identifying clients’ time horizons and risk tolerances, using low‑cost, diversified investments, periodic rebalancing, and tax‑loss harvesting where appropriate. Uptown Capital Advisors uses fundamental and cyclical analysis in security selection and may invest across a broad range of instruments, including mutual funds, ETFs, equities, fixed income and options.

A noteworthy feature disclosed in the brochure is the firm’s affiliation with licensed attorneys; the principals are attorneys who do not actively practice law or market legal services to advisory clients, and the firm describes policies to maintain the separation of legal and advisory activities. The firm also discloses an institutional custodial relationship with Charles Schwab, a formal Code of Ethics, and written policies on business continuity and cybersecurity to address operational and conflict‑of‑interest risks.