U
Upland Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$9,527,855
Total clients
8
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
8
Average account size
$1,190,982
About
Upland Capital provides discretionary portfolio management and project-based investment consulting to a small group of individual and institutional clients, including pensions, trusts, estates, charitable organizations, and corporations. As of December 31, 2024 the firm managed about $9.1 million across eight client accounts, with all assets managed on a discretionary basis.
The firm follows a disciplined, absolute‑return oriented process centered on a written Investment Policy Statement that sets objectives, risk parameters, and a strategic balance among stocks, bonds, alternatives, and cash. Investment decisions draw on fundamental and qualitative equity analysis, a detailed assessment of fixed‑income structure (maturities, coupon features and rate environment), and macro and technical inputs, with portfolios reviewed regularly and quarterly reporting provided to clients.
Compared with many solo independent advisers, Upland Capital has an unusually long operating history (since 1995) and a principal with extensive institutional experience—including managing proprietary trading capital and leading a non‑convertible preferred securities business—which informs the firm’s emphasis on income and structured fixed‑income analysis. The practice maintains formal education and experience standards for advisory personnel, operates with a small, concentrated client roster, uses an institutional custody and trading platform, and offers consulting engagements on a project basis.
Client services
Portfolio management
Selection of other advisers
Expertise
Passive / index investing
Fee options
Consulting fees provided on a project basis with pre-negotiated fee structure outlined in Consulting Agreement
$0 - $1,000,000: 1.0000% annually $1,000,001 - $1,500,000: 0.7500% annually $1,500,001+: 0.5000% annually
Account minimum: $5,000 minimum annual fee Minimum fee: Minimum annual fee of $5,000 ($1,250 quarterly), which may be waived or reduced at the firm's discretion
Main office location
Upland Capital Management, LLC
Savannah GA, United States
Number of offices
1
Most active in
Upland Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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