United Success Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$77,537,971
Clients
63
35% high-net worth
Advisors
1
of 4 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
63
TypicalAverage account size
$1,230,761
About
United Success Wealth Management provides investment advisory and comprehensive financial planning to individuals, high-net-worth clients, trusts and estates, business owners, and corporate entities. The firm offers both discretionary and non-discretionary portfolio management, standalone financial plans, and public educational seminars and webinars.
Investment decisions are informed by a mix of fundamental, technical, macroeconomic analysis and Modern Portfolio Theory to construct customized, diversified portfolios that the firm describes as dynamic and unconstrained. For select clients, USWM implements an options overlay (covered calls and cash‑secured puts), uses derivatives in managed accounts, and may include limited alternative investments such as REITs or private placements to manage risk or enhance yield.
Notable operational and conflict-of-interest disclosures distinguish the firm from many peers: the firm’s principal maintains affiliated businesses that provide insurance and accounting/tax services and an affiliated insurance agency through which advisors may receive commissions, and the firm’s owner also holds the office property and engages an affiliated marketing company. The firm emphasizes disclosure and client choice to manage these relationships, provides itemized fee invoices and quarterly personalized reviews, and retains all client custody at a single institutional custodian.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Educational seminars or workshops
Expertise
Options & derivatives strategies
Private / alternative investments
Debt management
Cash flow / budgeting
Fee options
$100 to $5,000 depending on complexity
Under $500,000 - $500,000: 1.50% $500,000 - $1,000,000: 1.30% Over $1,000,000+: 1.00%
$150 to $350 per hour
Main office location
United Success Wealth Management
548 Main Street
Chatham NJ 07928, United States
Number of offices
1
Most active in
United Success Wealth Management has reported serving >5 clients in these states in the last 12 months.
California · New Jersey · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
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Instagram
Website
212-258-0790
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